Independent Trustee Services to ESOP’s

Transaction Specific:

  • Initial or Subsequent Stock Purchase
  • Mergers & Acquisitions
  • Spin-Offs
  • Liquidation / Winding up


Ongoing Trusteeship:

  • Valuation Review
  • Allocation Issues
  • Diversification Issues
  • Repurchase Obligation Issues
  • Plan and Trust Compliance Issues

Consultation to ESOP and ESOP-Owned Companies

Working With Trustees and Committees:

  • Corporate Governance Issues
  • Internal Communications
  • Serving on Boards of Directors of ESOP-Owned Companies

ESOP Seller Mentoring Services

Working With Owners or Committees:

  • Overall Guidance and Leadership
  • Explaining and Synthesising Complicated Issues